Rachel Lauber is a CFP-designated registered investment advisor, based in Salem, NY, with 12 years of industry experience. Rachel is also registered as a broker, so some compensation may come from commissions on products sold.
Location
173 Main St, PO Box 718, Salem, NY, 12865
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Regulatory History (1)
Customer Dispute
August 2022Other Business Activities
Rachel is an investment adviser representative at The Patriot Financial Group, LLC, spending a few hours per week on advisory business. She also dedicates about a quarter of her time to Flex Financial Planning, assisting clients with financial planning, and spends minimal time managing rental property owned with Clinton Lauber.
Employment History
Current Registrations
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
The Patriot Financial Group, LLC
Previous Registrations
Cetera Investment Advisers LLC
Securities America Advisors, INC.
Securities America, INC.Broker
Investacorp, INC.Broker
PFS Investments INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.