Rachel Lauber is a CFP-designated registered investment advisor, based in Walpole, MA, with 12 years of industry experience.
Location
55 West Street, Suite 201, Walpole, MA, 02081
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Regulatory History (1)
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Customer Dispute
August 2022Denied
Other Business Activities
Rachel is an investment adviser representative at The Patriot Financial Group, LLC, spending a few hours per week on advisory business. She also dedicates about a quarter of her time to Flex Financial Planning, assisting clients with financial planning, and spends minimal time managing rental property owned with Clinton Lauber.
Employment History
Current Registrations
Cetera Financial Specialists LLC
December 2022 - Present · 3 yrs 5 mos
Cetera Financial Specialists LLCBroker
December 2022 - Present · 3 yrs 5 mos
The Patriot Financial Group, LLC
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Cetera Investment Advisers LLC
December 2022 - February 2023 · 2 mos
Securities America Advisors, INC.
July 2021 - December 2022 · 1 yr 5 mos
Securities America, INC.Broker
July 2020 - December 2022 · 2 yrs 5 mos
Investacorp, INC.Broker
October 2016 - July 2020 · 3 yrs 9 mos
PFS Investments INC.Broker
October 2013 - October 2016 · 3 yrs
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.