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Roger Larsen

Raymond James Financial Services Advisors, INC
57 Years of Experience
Holladay, UT
1 DisclosureBroker
View SEC Summary
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Roger Larsen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Holladay, UT, with 57 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6405 South 3000 East, Suite 250, Holladay, UT, 84121

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 1972
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Roger is an independent contractor and financial advisor for First Western Advisors since 2019, dedicating minimal time to this activity. This activity is not investment-related.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2019 - Present · 7 yrs
Raymond James Financial Services, INC.Broker
October 2019 - Present · 7 yrs
Previous Registrations
First Western Advisors
August 2002 - October 2019 · 17 yrs 2 mos
First Western AdvisorsBroker
August 2002 - October 2019 · 17 yrs 2 mos
Royal Alliance Associates, INC.Broker
March 2002 - August 2002 · 5 mos
Pim Financial Services, INC.Broker
August 1994 - March 2002 · 7 yrs 7 mos
Consolidated Investment Services, INC.Broker
March 1992 - August 1994 · 2 yrs 5 mos
Sunamerica Securities, INC.Broker
June 1989 - March 1992 · 2 yrs 9 mos
Southmark Financial Services, INC.Broker
February 1977 - June 1989 · 12 yrs 4 mos
Freeman Financial Services CorporationBroker
June 1975 - December 1976 · 1 yr 6 mos
Income-Equities Marketing CorporationBroker
February 1974 - November 1974 · 9 mos
John G. Kinnard and Company, IncorporatedBroker
August 1972 - August 1973 · 1 yr
Programs, INC.Broker
March 1970 - April 1974 · 4 yrs 1 mo
Dupont Walston, IncorporatedBroker
March 1968 - September 1971 · 3 yrs 6 mos
State Registrations1 state
UT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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