RL
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Roger Larsen
57 Years of Experience
Holladay, UT
1 DisclosureBroker
Roger Larsen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Holladay, UT, with 57 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
6405 South 3000 East, Suite 250, Holladay, UT, 84121
Get directionsHistory
Regulatory History (1)
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Regulatory
September 1972Final
Other Business Activities
Roger is an independent contractor and financial advisor for First Western Advisors since 2019, dedicating minimal time to this activity. This activity is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2019 - Present · 6 yrs 9 mos
Raymond James Financial Services, INC.Broker
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
First Western Advisors
August 2002 - October 2019 · 17 yrs 2 mos
First Western AdvisorsBroker
August 2002 - October 2019 · 17 yrs 2 mos
Royal Alliance Associates, INC.Broker
March 2002 - August 2002 · 5 mos
Pim Financial Services, INC.Broker
August 1994 - March 2002 · 7 yrs 7 mos
Consolidated Investment Services, INC.Broker
March 1992 - August 1994 · 2 yrs 5 mos
Sunamerica Securities, INC.Broker
June 1989 - March 1992 · 2 yrs 9 mos
Southmark Financial Services, INC.Broker
February 1977 - June 1989 · 12 yrs 4 mos
Freeman Financial Services CorporationBroker
June 1975 - December 1976 · 1 yr 6 mos
Income-Equities Marketing CorporationBroker
February 1974 - November 1974 · 9 mos
John G. Kinnard and Company, IncorporatedBroker
August 1972 - August 1973 · 1 yr
Programs, INC.Broker
March 1970 - April 1974 · 4 yrs 1 mo
Dupont Walston, IncorporatedBroker
March 1968 - September 1971 · 3 yrs 6 mos
State Registrations1 state
UT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.