MO
MO

Mark Occhipinti

27 Years of Experience
Scranton, PA
Broker

Mark Occhipinti is a registered investment advisor at Morgan Stanley, based in Scranton, PA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

111 North Washington Avenue, Suite 201, Scranton, PA, 18503

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark owns rental storage units in Scranton, PA since 2012. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
December 2002 - April 2007 · 4 yrs 4 mos
Morgan Stanley Dw INC.Broker
April 2001 - April 2007 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1998 - April 2001 · 2 yrs 11 mos
State Registrations29 states
ARAZCACOCTDCDEFLGAILKYMAMDMEMINCNJNVNYOHOKPARISCTXVAVTWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Mark Occhipinti - Financial Advisor | TrueAdvisor