BC
BC
Brad Cain
25 Years of Experience
Lindale, TX
1 DisclosureBrokerSells Insurance
Brad Cain is a registered investment advisor at Cetera Investment Advisers LLC, based in Lindale, TX, with 25 years of industry experience. Brad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
403 West Hubbard, Lindale, TX, 75771
Get directionsHistory
Regulatory History (1)
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Regulatory
April 2017Final
Other Business ActivitiesSells Insurance
Brad sells fixed insurance products, including life, health, disability, annuities, long-term care, and voluntary benefits, taking about a full-time commitment. He is also a co-owner of Leslie Cain Realty, LLC and a broker for Summit Financial Group.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2018 - June 2023 · 5 yrs 5 mos
Cetera Advisor Networks LLC
April 2017 - December 2017 · 8 mos
Cetera Advisor Networks LLCBroker
March 2017 - December 2017 · 9 mos
Cetera Investment Advisers LLC
May 2015 - January 2017 · 1 yr 8 mos
Cetera Investment Services LLCBroker
May 2015 - January 2017 · 1 yr 8 mos
Sharebuilder 401k
January 2015 - April 2015 · 3 mos
Capital One Investing, LLCBroker
January 2015 - April 2015 · 3 mos
Capital One Financial Advisors LLC
February 2014 - January 2015 · 11 mos
Capital One Investment Services LLCBroker
February 2014 - January 2015 · 11 mos
Investment Professionals, INC.
September 2012 - February 2014 · 1 yr 5 mos
Investment Professionals, INC.Broker
September 2012 - February 2014 · 1 yr 5 mos
Chase Investment Services CORP.
June 2008 - September 2012 · 4 yrs 3 mos
Chase Investment Services CORP.Broker
June 2008 - September 2012 · 4 yrs 3 mos
Amerivest Investment Management, LLC
May 2006 - June 2008 · 2 yrs 1 mo
TD Ameritrade, INC.
December 2005 - June 2008 · 2 yrs 6 mos
TD Ameritrade, INC.Broker
October 2005 - June 2008 · 2 yrs 8 mos
Chase Investment Services CORP.Broker
July 2005 - October 2005 · 3 mos
Banc One Securities CorporationBroker
August 2003 - July 2005 · 1 yr 11 mos
Fidelity Brokerage Services LLCBroker
March 2001 - December 2002 · 1 yr 9 mos
Compass Brokerage, INC.Broker
May 2000 - February 2001 · 9 mos
Service Asset Management CompanyBroker
October 1999 - April 2000 · 6 mos
State Registrations2 states
LATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.