Audrey Flamio
Audrey Flamio is a registered investment advisor at Osaic Wealth, INC., based in Mount Kisco, NY, with 27 years of industry experience. Audrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
359 Main Street, Suite 10, Mount Kisco, NY, 10549
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2021Customer Dispute
May 2008Employment Separation After Allegations
April 2008Other Business ActivitiesSells Insurance
Audrey works as an agent for Senior Services North America, an insurance agency, selling Medicare Advantage, Medicare Supplement, Part D and Final Expense plans. This activity takes a few hours per week and is investment-related.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Newalliance Investments, INC.
Newalliance Investments, INC.Broker
AXA Advisors, LLCBroker
AXA Advisors, LLC
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Dean Witter Reynolds INC.Broker
David Lerner Associates, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.