Shelly Ruiz is a registered investment advisor, based in Miami, FL, with 27 years of industry experience.
Location
Citi Private Bank, 201 S. BISCAYNE BLVD., 33rd FLOOR, Miami, FL, 33131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Shelly is a stockholder and VP at USA Air Conditioning Co, her husband's business, dedicating minimal time. She also owns rental property in Miami, dedicating minimal time to it.
Employment History
Current Registrations
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 6 mos
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 6 mos
Citigroup Global Markets INC.
November 2009 - Present · 16 yrs 10 mos
Citigroup Global Markets INC.
November 2009 - Present · 16 yrs 10 mos
Citigroup Global Markets INC.Broker
November 2009 - Present · 16 yrs 10 mos
Previous Registrations
Suntrust Investment Services, INC.
January 2009 - September 2009 · 8 mos
Suntrust Investment Services, INC.Broker
January 2009 - September 2009 · 8 mos
Citigroup Global Markets INC.
May 2007 - December 2008 · 1 yr 7 mos
Citigroup Global Markets INC.Broker
May 2007 - December 2008 · 1 yr 7 mos
Citicorp Investment Services
June 1998 - May 2007 · 8 yrs 11 mos
Citicorp Investment ServicesBroker
May 1998 - May 2007 · 9 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.