D. Fennema
D. Fennema is a registered investment advisor at LPL Financial LLC, based in Mishawaka, IN, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3555 Park Place West Suite 300, Mishawaka, IN, 46545
Get directionsHistory
Regulatory History (2)
Regulatory
December 2012Employment Separation After Allegations
October 2012Other Business ActivitiesSells Insurance
D. owns rental real estate and is a notary. D. is also an agent selling life, health, disability, long-term care, and fixed annuities through Edge Group Advisors PLLC, and is involved with Vision Financial Advisory Corp, Vision Tax Planning, and Vision Financial Advisors LLC. These activities take minimal time, except for the insurance sales, which take a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Ssn Advisory, INC.
Securities Service Network, LLCBroker
Sea Financial Advisor Group, LLC
Ssn Advisory, INC.
Securities Service Network, INC.Broker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Sii Investments, INC.Broker
Capital Brokerage CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.