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Lawton Lee

27 Years of Experience
Honolulu, HI
Broker

Lawton Lee is a registered investment advisor at Cetera Investment Advisers LLC, based in Honolulu, HI, with 27 years of industry experience. Lawton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1314 S King St, Suite 1153, Honolulu, HI, 96814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lawton is involved in several businesses, including ACEL, LLC (real estate/mortgage), Business Integration Group, Inc. (accounting/tax), L.W. Lee Financial Services, LLC (professional services), and Ronald Lee & Associates, Inc. (accounting/tax); Ronald Lee & Associates takes nearly full-time hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
December 2020 - September 2025 · 4 yrs 9 mos
Avantax Investment Services, INC.Broker
December 2007 - September 2025 · 17 yrs 9 mos
World Group Securities, INC.Broker
April 2002 - February 2008 · 5 yrs 10 mos
Wma Securities, INC.Broker
October 1998 - April 2002 · 3 yrs 6 mos
State Registrations2 states
CAHI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lawton Lee - Financial Advisor | TrueAdvisor