CM
CM

Christopher Miles

26 Years of Experience
Salt Lake City, UT
2 DisclosuresBroker

Christopher Miles is a registered investment advisor at Wells Fargo Advisors, based in Salt Lake City, UT, with 26 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

299 S Main St 7th Fl, [Mk/Me-Rbo], Salt Lake City, UT, 84111

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Denied
Customer Dispute
December 2015
Denied
Other Business Activities

Christopher is a 25% owner of Belly LLC and co-owns Cat Realty LLC with his spouse, both investment-related. He dedicates minimal time to each of these activities.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - Present · 15 yrs 9 mos
Wells Fargo Advisors
January 2011 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLCBroker
December 2009 - January 2011 · 1 yr 1 mo
Wells Fargo Investments, LLC
December 2009 - January 2011 · 1 yr 1 mo
U.S. Bancorp Investments, INC.
August 2005 - December 2009 · 4 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
February 2005 - December 2009 · 4 yrs 10 mos
Morgan Stanley Dw INC.Broker
April 2002 - February 2005 · 2 yrs 10 mos
Wma Securities, INC.Broker
May 1998 - December 1999 · 1 yr 7 mos
State Registrations16 states
AZCACOFLGAIDMAMNNVOHORTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors