William Rothrock
William Rothrock is a registered investment advisor at Rothrock Financial Group, based in Fairport, NY, with 25 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 1 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Fee applies to 401k analysis for legal firms.
Fee Estimator
Location
2 Halstead Rise, Fairport, NY, 14450
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2003Other Business ActivitiesSells Insurance
William is a consultant for Brant Hickey & Assoc. (dba Rothrock Settlement Consulting) specializing in structured settlements, dedicating about 10-20% of his time. He also owns Rothrock Financial Group, an RIA, and manages rental properties, while Greenrock Trading, LLC serves as a checking account for aggregating earnings.
Employment History
Current Registrations
Rothrock Financial Group
Previous Registrations
Rothrock Financial Group
Hold Brothers Capital LLCBroker
Avatar Securities, LLCBroker
Capitol Securities Management, INC.Broker
Mutual Service CorporationBroker
Veravest Investments, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Prudential Securities IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.