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John Flowers

Sterling Capital Management LLC
24 Years of Experience
Charlotte, NC
Broker
View SEC Summary
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John Flowers is a registered investment advisor at Sterling Capital Management LLC, based in Charlotte, NC, with 24 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,508 clients with $69B in assets under management.

Sterling Capital Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
3,508 clients
Average Client Portfolio
$19.7M average
Assets Under Management
$69.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.00%
$5.0M - $15.0M0.75%
$15.0M - $25.0M0.65%
$25M+0.50%

Rates shown reflect family office and foundation equity schedule. Different strategies and client types have separate fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

4350 Congress Street, Suite 1000, Charlotte, NC, 28209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a Director/Fixed Income Platform Manager at Sterling Capital Management, a Registered Investment Advisor. He spends nearly full-time on marketing and business development as an external wholesaler.

Employment History
Current Registrations
Sterling Capital Management LLC
August 2014 - Present · 12 yrs 2 mos
Sterling Capital Distributors, LLC
July 2014 - Present · 12 yrs 3 mos
Sterling Capital Distributors, LLCBroker
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
Caprin Asset Management, LLC
July 2009 - July 2014 · 5 yrs
Sovereign Advisers
January 2007 - July 2009 · 2 yrs 6 mos
Columbia Management Advisors, LLC
April 2005 - November 2006 · 1 yr 7 mos
Columbia Management Advisors, INC.
July 2004 - April 2005 · 9 mos
Columbia Management Distributors, INC.Broker
June 2004 - November 2006 · 2 yrs 5 mos
Bacap Distributors, LLCBroker
November 2003 - June 2004 · 7 mos
Vanguard Marketing CorporationBroker
July 2002 - November 2003 · 1 yr 4 mos
State Registrations8 states
ALFLGAKYMSNCSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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