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Ramon Burrola

Raymond James & Associates, INC.
28 Years of Experience
Tucson, AZ
2 DisclosuresBroker
View SEC Summary
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Ramon Burrola is a registered investment advisor at Raymond James & Associates, INC., based in Tucson, AZ, with 28 years of industry experience. Ramon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5790 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1755 East Skyline Drive, Suite 101, Tucson, AZ, 85718

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2019
Final
Customer Dispute
April 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2019 - Present · 7 yrs 4 mos
Raymond James & Associates, INC.
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
January 2011 - June 2019 · 8 yrs 5 mos
Morgan Stanley
January 2011 - June 2019 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2004 - January 2011 · 6 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2001 - November 2003 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1998 - January 2011 · 12 yrs 8 mos
State Registrations11 states
AZCACTDEFLNVORSDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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