Heather Willborn is a CFP-designated registered investment advisor at LPL Financial LLC, based in Waverly, IA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2000 Heritage Way, Waverly, IA, 50677
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Heather is an Associate Lecturer at the University of Wisconsin-Madison, teaching estate planning and dedicating about a quarter of her time to this role. She also orders Mary Kay products for personal use and gifts.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
PFS Investments INC.Broker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.