Larry Moss
Larry Moss is a CFP-designated registered investment advisor at Silver Oak Securities, INC., based in Clay City, IN, with 27 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
Clay City, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Larry is the President and Managing Partner of Moss Wealth Advisors LLC, his insurance and investment business, dedicating nearly full-time hours to it. He also serves as a board member for Clay County Community Corrections, Executive Vice-President for Thrive West Central EDC, and an elected councilman for Clay County, spending minimal to a few hours per week on each.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Silver Oak Securities, INC.
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Silver Oak Securities, INC.
Silver Oak Securities, IncorporatedBroker
Ssn Advisory, INC.
Securities Service Network, LLCBroker
Investment Advisors
Proequities, INC.Broker
MML Investors Services, INC.Broker
Franklin Financial Services CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.