Richard Croll is a registered investment advisor at LPL Financial LLC, based in New Strawn, KS, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
New Strawn, KS
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard operates Legacy Financial as a DBA for his LPL business since 2010. He also serves as the County Treasurer for Coffey County since 2021, dedicating about a quarter of his time to this role, with about 10-20% of his time during securities trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mutual Service Corporation
Mutual Service CorporationBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Equitrust Marketing Services, LLCBroker
State Registrations4 states
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