Robert Baldacci
Robert Baldacci is a registered investment advisor at Cetera Investment Advisers LLC, based in Monterey, CA, with 27 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
288 Pearl St Suite 101, Monterey, CA, 93940
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2009Customer Dispute
December 2008Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Robert sells fixed insurance products, including life, annuities, and long-term care, dedicating a few hours per week. He also owns rental property, is an independent contractor for Ohana Wealth Management, owns Robert D Baldacci, Inc. for expense management, and is treasurer/secretary for Business Network International.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Atlas Securities, LLCBroker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Wm Financial Services, INC.Broker
Edward JonesBroker
Olde Discount CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.