NC
NC

Nicholas Conturso

24 Years of Experience
Morristown, NJ
1 DisclosureBroker

Nicholas Conturso is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

340 Mount Kemble Avenue, Morristown, NJ, 07960

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2007
Denied
Other Business Activities

Nicholas is a partner in a rental property in Bloomfield, NJ since 2005, and owns rental properties in Belleville, Nutley and Caldwell, NJ. He spends minimal time on these real estate activities.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 2006 - June 2009 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
November 2006 - June 2009 · 2 yrs 7 mos
Morgan Stanley
May 2002 - November 2006 · 4 yrs 6 mos
Morgan Stanley Dw INC.Broker
July 2001 - November 2006 · 5 yrs 4 mos
State Registrations37 states
ARAZCACOCTDCDEFLGAIDILINLAMAMDMEMIMNMSNCNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.