JC
JC

J Alexander Caldwell

27 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
43 advisors
Number of Clients
438 clients
Average Client Portfolio
$4.4M average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
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Location

701 Brickell Avenue, Suite 1310, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

J. receives rental income from an AirBNB property managed by a third party. J. is also an Alternate Member of the Planning Commission, dedicating minimal time to advising the Borough Council on planning issues. Finally, J. is a Director at McSH, LLC, providing guidance and advice in rental real estate.

Employment History
Current Registrations
Efg Asset Management (americas) CORP.
November 2019 - Present · 6 yrs 3 mos
Efg Capital International
November 1998 - Present · 27 yrs 3 mos
Efg Capital InternationalBroker
November 1998 - Present · 27 yrs 3 mos
Previous Registrations
Efg Capital International CORP.
April 2021 - July 2021 · 3 mos
Efg Capital Advisors INC.
July 2016 - February 2019 · 2 yrs 7 mos
Efg Capital Advisors LLC
May 2012 - November 2014 · 2 yrs 6 mos
State Registrations4 states
CAFLNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
J Alexander Caldwell - Financial Advisor | TrueAdvisor