Marcus Richardson is a registered investment advisor at Trust Advisory Group LTD, based in Birmingham, AL, with 26 years of industry experience. Marcus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 1,119 clients with $490M in assets under management.
Compensation
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Fee Structure
The fee for investment management services is negotiated between you and your financial advisor, with a maximum of 2.00% of the value of your investments annually (1.50% for annuity allocations). There is a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically calculated quarterly or monthly in advance, but can be calculated in arrears. If you terminate the agreement early, you'll receive a prorated refund of any fees paid in advance. The American Funds F2 Direct-at-Fund Platform has a fixed fee of 0.75% of all assets.
Location
2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Trust Advisory Group LTD
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne, Agee & Leach, INC.Broker
Sterne Agee Asset Management, INC.
Compass Brokerage, INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.