MW
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Mary Williams

12 Years of Experience
Vienna, VA
Broker

Mary Williams is a registered investment advisor at Cetera Investment Advisers LLC, based in Vienna, VA, with 12 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

8391 Old Courthouse Rd Ste 203, Vienna, VA, 22182

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mary works as a financial advisor for VLP Financial Advisors, dedicating full-time hours to servicing client accounts. This activity is investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
October 2022 - Present · 3 yrs 7 mos
Cetera Wealth Services, LLCBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2022 - June 2023 · 8 mos
MML Investors Services, LLC
September 2020 - October 2022 · 2 yrs 1 mo
MML Investors Services, LLCBroker
September 2020 - October 2022 · 2 yrs 1 mo
Seia
January 2020 - September 2020 · 8 mos
Royal Alliance Associates, INC.Broker
August 2019 - September 2020 · 1 yr 1 mo
Sands Capital Management, LLC
April 2008 - March 2011 · 2 yrs 11 mos
Federated Securities CORP.Broker
April 1998 - April 2001 · 3 yrs
State Registrations15 states
CACOCTDCFLGAMDMSNCNYPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mary Williams - Financial Advisor | TrueAdvisor