TrueAdvisor
TrueAdvisor
DB
DB

David Patrick Bannon

Capital Advisors, INC.
27 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingEducation PlanningInsurance PlanningHigh Net Worth
Capital Advisors, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
37 advisors
Number of Clients
3,118 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+1.00%

Fees are 1.00% annually on the average daily market value of the assets held in the portfolio, payable quarterly, in arrears.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

400 Union Hill Road, Suite 250, Birmingham, AL, 35209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Advisors, INC.
April 2016 - Present · 9 yrs 10 mos
Previous Registrations
Quasar Distributors, LLCBroker
January 2018 - December 2020 · 2 yrs 11 mos
Minshall & Company INC.Broker
June 2016 - October 2017 · 1 yr 4 mos
Charles Schwab & CO., INC.
November 2001 - February 2016 · 14 yrs 3 mos
Charles Schwab & CO., INC.Broker
November 2000 - February 2016 · 15 yrs 3 mos
American Express Financial Advisors INC.Broker
June 1998 - October 2000 · 2 yrs 4 mos
Ids Life Insurance CompanyBroker
June 1998 - October 2000 · 2 yrs 4 mos
State Registrations5 states
ALGAOKTNTX
Advisor
Exams
No exam information available for this advisor.