Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
1 advisor
Number of Clients
72 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$119.5M
Fee Structure
Minimum Investment:$2M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 0.80% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.25% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Contact
Douglas William Finley
Location
10600 Chevrolet Way, Suite 101, Estero, FL, 33928
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Finley Wealth Advisors
May 2007 - Present · 18 yrs 9 mos
Previous Registrations
Triad Advisors, INC.
February 2006 - June 2007 · 1 yr 4 mos
Haisman Wealth Management, INC.
December 2003 - March 2006 · 2 yrs 3 mos
Linsco/private Ledger CORP.
August 2002 - October 2003 · 1 yr 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 2001 - August 2002 · 8 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.
Additional Information
Douglas Finleyfounder of Finley Wealth Advisors
Contact
Douglas William Finley