Shuyi Kong
Shuyi Kong is a registered investment advisor at Shuyi Kong Wealth Management, INC., based in Millbrae, CA, with 26 years of industry experience. Shuyi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 139 clients with $39M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee.
Fee Estimator
Location
475 El Camino Real, #410, Millbrae, CA, 94030
Get directionsHistory
Regulatory History (3)
Criminal
February 2015Employment Separation After Allegations
March 2011Customer Dispute
April 1999Other Business ActivitiesSells Insurance
Shuyi is an agent providing fixed annuity business, dedicating a few hours per week to this activity. She also owns Shuyi Kong Wealth Management, providing advisory services for clients, which takes nearly full-time.
Employment History
Current Registrations
Shuyi Kong Wealth Management, INC.
Previous Registrations
Emerson Equity LLCBroker
St. Bernard Financial Services, INC.Broker
Acrylic Financial, INC.
Brooklight Place Securities, INC.Broker
Presidential Brokerage, INC.Broker
Supreme Alliance LLCBroker
Gradient Securities, LLCBroker
Kovack Securities INC.Broker
Kovack Advisors, INC.
Foothill Securities, INC.Broker
Cue Financial Group, INC.
Cue Financial Group, INC.Broker
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Dain Rauscher IncorporatedBroker
Salomon Smith Barney INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.