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Frank Hayn

27 Years of Experience
Concord, CA
Broker

Frank Hayn is a registered investment advisor at Assetmark, INC., based in Concord, CA, with 27 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 410,747 clients with $77B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
197 advisors
IM Fee
Planning only
Assets Under Management
$77.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1655 Grant Street, 10th Floor, Concord, CA, 94520-2445

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Frank is a Director of Retirement Product Management at AssetMark, Inc., a registered investment advisor and affiliate of AssetMark Brokerage, LLC. This full-time role began in September 2018.

Employment History
Current Registrations
Assetmark, INC.
January 2022 - Present · 4 yrs 8 mos
Assetmark Brokerage, LLCBroker
September 2018 - Present · 8 yrs
Assetmark Brokerage, LLC
September 2018 - Present · 8 yrs
Previous Registrations
Assetmark, INC.
September 2018 - January 2022 · 3 yrs 4 mos
National Planning Corporation ("npc of America" in Fl & Ny)
March 2015 - February 2018 · 2 yrs 11 mos
Sii Investments, INC.Broker
December 2012 - February 2018 · 5 yrs 2 mos
Investment Centers of America, INC.Broker
December 2012 - February 2018 · 5 yrs 2 mos
Invest Financial CorporationBroker
December 2012 - February 2018 · 5 yrs 2 mos
National Planning CorporationBroker
March 2012 - February 2018 · 5 yrs 11 mos
Sunamerica Capital Services, INC.Broker
May 2002 - March 2012 · 9 yrs 10 mos
Sentra Securities CorporationBroker
July 2000 - May 2002 · 1 yr 10 mos
Nylife Securities INC.Broker
May 1998 - August 2000 · 2 yrs 3 mos
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.