David Mcleod is a registered investment advisor, based in Greenwood Village, CO, with 23 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Empower Advisory Group, LLC
November 2008 - Present · 17 yrs 8 mos
Previous Registrations
Gwfs Equities, INC.Broker
November 2000 - May 2005 · 4 yrs 6 mos
One Orchard Equities, INC.Broker
November 2000 - October 2002 · 1 yr 11 mos
Greenwood Investments, LLCBroker
January 2000 - April 2006 · 6 yrs 3 mos
State Registrations1 state
CO
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.