SL
SL

Scott Lowder

27 Years of Experience
Scotch Plains, NJ
BrokerSells Insurance

Scott Lowder is a registered investment advisor at Cetera Investment Advisers LLC, based in Scotch Plains, NJ, with 27 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Scotch Plains, NJ

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Scott is an insurance agent selling life insurance, annuities, and long-term care products since 2005. He is also a founding partner/advisor at Harvest Wealth, spending nearly full-time offering financial advice.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
June 2022 - Present · 3 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2022 - June 2023 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - June 2022 · 15 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2006 - June 2022 · 15 yrs 9 mos
Citigroup Global Markets INC.
June 2001 - October 2006 · 5 yrs 4 mos
Citigroup Global Markets INC.Broker
June 1998 - October 2006 · 8 yrs 4 mos
State Registrations34 states
ALARAZCACODCDEFLGAILINKSKYLAMAMDMNMTNCNJNVNYOHORPARISCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.