Nancy Rodriguez is a registered investment advisor, based in Brownsville, TX, with 18 years of industry experience.
Location
1623 Central Blvd., Ste 200, Brownsville, TX, 78520
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nancy is a board member at the Gladys Porter Zoo, spending minimal time per week. She is also an advisory representative of a RIA, spending about full-time hours on this activity, and an independent insurance agent for various companies, and a member of Richardson, Rodriguez & Associates, LLC, spending about full-time hours on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Intersecurities, INC.
Intersecurities, INC.Broker
1st Global Capital CORP.Broker
Chase Securities INC.Broker
Chase Securities of Texas, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.