Kevin Thompson is a registered investment advisor, based in Roanoke, IN, with 24 years of industry experience.
Location
Roanoke, IN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kevin works as a package delivery driver for Amazon Flex. This takes about 10-20% of his time and is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2025 - Present · 1 yr
Raymond James & Associates, INC.
May 2025 - Present · 1 yr
Raymond James Financial Services, INC.
May 2025 - Present · 1 yr
Raymond James Financial Services Advisors, INC
May 2025 - Present · 1 yr
Raymond James & Associates, INC.Broker
May 2025 - Present · 1 yr
Raymond James Financial Services, INC.Broker
May 2025 - Present · 1 yr
Previous Registrations
Osaic Wealth, INC.Broker
January 2025 - April 2025 · 3 mos
Osaic Fs, INC.Broker
November 2010 - January 2025 · 14 yrs 2 mos
Osaic Fa, INC.Broker
November 2010 - January 2025 · 14 yrs 2 mos
Nrp Financial, INC.Broker
April 2008 - October 2010 · 2 yrs 6 mos
Lincoln Financial Advisors Corporation
October 2002 - May 2005 · 2 yrs 7 mos
Lincoln Financial Advisors CorporationBroker
August 1998 - May 2005 · 6 yrs 9 mos
The Lincoln National Life Insurance CompanyBroker
August 1998 - May 2005 · 6 yrs 9 mos
Fiserv Investor Services, INC.Broker
April 1998 - July 1998 · 3 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.