RG
RG

Ryan Garrity

26 Years of Experience
Oak Terrace, IL
1 DisclosureBroker

Ryan Garrity is a registered investment advisor at LPL Financial LLC, based in Oak Terrace, IL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

18W140 Butterfield Rd Ste 1500, Oak Terrace, IL, 60181

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1994
Final Disposition
Other Business Activities

Ryan operates under the DBA Retirement Wealth Planners, LLC for his LPL business since 2021. This entity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
September 2021 - Present · 4 yrs 8 mos
LPL Financial LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
World Equity Group, INC.
March 2012 - September 2021 · 9 yrs 6 mos
World Equity Group, INC.Broker
January 2012 - September 2021 · 9 yrs 8 mos
Jackson National Life Distributors LLCBroker
September 2008 - January 2012 · 3 yrs 4 mos
Lincoln Financial Distributors, INC.Broker
January 2007 - July 2008 · 1 yr 6 mos
Aig Sunamerica Capital Services, INC.Broker
December 2004 - December 2006 · 2 yrs
Proequities, INC.Broker
April 2004 - December 2004 · 8 mos
State Farm Vp Management CORP.Broker
January 2003 - July 2003 · 6 mos
Van Kampen Funds INC.Broker
September 1999 - November 2002 · 3 yrs 2 mos
Kemper Distributors, INC.Broker
July 1998 - August 1999 · 1 yr 1 mo
State Registrations9 states
AZCOFLILNCSCSDVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.