Warun Kumar is a registered investment advisor at Derivaty CO, based in White Plains, NY, with 17 years of industry experience. Warun operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3 clients with $30M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Derivaty Co. acts as a subadviser to other advisory firms and receives a share of the fees those firms collect from their clients. The fees are negotiable.
Location
777 Westchester Ave, White Plains, NY, 10604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Derivaty CO
Previous Registrations
Vp Distributors LLCBroker
Varick Asset Management
Barclays Capital INC.Broker
Lehman Brothers INC.Broker
Robertson Stephens, INC.Broker
J.P. Morgan Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.