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Bobby Slate

Advice and Planning Services
25 Years of Experience
Honolulu, HI
2 DisclosuresBroker
View SEC Summary
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Bobby Slate is a registered investment advisor at Advice and Planning Services, based in Honolulu, HI, with 25 years of industry experience. Bobby is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 Ala Moana Blvd., 4th Floor, Honolulu, HI, 96813

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2014
Closed-No Action
Customer Dispute
June 2014
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Advice and Planning Services
October 2023 - Present · 3 yrs
Tiaa-Cref Individual & Institutional Services, LLC
August 2023 - Present · 3 yrs 2 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Equitable Advisors, LLCBroker
December 2017 - December 2020 · 3 yrs
Equitable Advisors, LLC
December 2017 - December 2020 · 3 yrs
Raymond James Financial Services Advisors, INC
May 2017 - December 2017 · 7 mos
Raymond James Financial Services, INC.Broker
May 2017 - December 2017 · 7 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
June 2016 - May 2017 · 11 mos
Bancwest Investment Services, INC.Broker
March 2016 - May 2017 · 1 yr 2 mos
Lincoln Financial Securities CorporationBroker
February 2014 - March 2016 · 2 yrs 1 mo
LPL Financial LLCBroker
December 2001 - February 2014 · 12 yrs 2 mos
Edward JonesBroker
August 1998 - December 2001 · 3 yrs 4 mos
Mony Securities CORP.Broker
May 1998 - September 1998 · 4 mos
State Registrations4 states
CAHINMWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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