James Mccormick
James Mccormick is a registered investment advisor at LPL Financial LLC, based in Shreveport, LA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
900 Pierremont Rd Ste 103, Shreveport, LA, 71106
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Regulatory History (1)
Judgment / Lien
December 2018Other Business ActivitiesSells Insurance
James sells non-variable insurance, dedicating a few hours per week to this activity. He also spends full-time working at McCormick Advisory Solutions LLC, which includes acting as a DBA for LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Capital One Investments, LLCBroker
Nylife Securities INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.