Jason Nicoloff is a registered investment advisor, based in Lafayette, IN, with 23 years of industry experience.
Location
250 Main Street, Lafayette, IN, 47901
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2018 - Present · 8 yrs 1 mo
Cetera Investment Services LLCBroker
August 2018 - Present · 8 yrs 1 mo
Previous Registrations
Cetera Investment Services LLCBroker
September 2014 - August 2018 · 3 yrs 11 mos
Cetera Investment Advisers LLC
September 2014 - August 2018 · 3 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2014 - May 2014 · 1 mo
Wells Fargo Advisors Financial Network, LLC
April 2014 - May 2014 · 1 mo
Lincoln Financial Advisors Corporation
May 2011 - October 2013 · 2 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
May 2011 - October 2013 · 2 yrs 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2009 - March 2011 · 1 yr 5 mos
Tiaa-Cref Advice and Planning Services
October 2009 - March 2011 · 1 yr 5 mos
Chase Investment Services CORP.
April 2009 - August 2009 · 4 mos
Chase Investment Services CORP.Broker
April 2009 - August 2009 · 4 mos
Allstate Distributors, L.L.C.Broker
August 2007 - March 2009 · 1 yr 7 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
January 2007 - August 2007 · 7 mos
Hilliard Lyons Asset Management
January 2007 - August 2007 · 7 mos
Fifth Third Securities, INC.
January 2006 - January 2007 · 1 yr
Fifth Third Securities, INC.Broker
October 2003 - January 2007 · 3 yrs 3 mos
Banc One Securities CorporationBroker
August 2002 - May 2003 · 9 mos
City Securities CorporationBroker
June 2001 - July 2002 · 1 yr 1 mo
Charles Schwab & CO., INC.Broker
February 2001 - July 2001 · 5 mos
State Registrations8 states
ALAZFLILINMENCNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.