Neal Burgess is a registered investment advisor at Morgan Stanley, based in Casper, WY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
322 South David Street, Suite B, Casper, WY, 82601
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Regulatory History (2)
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Customer Dispute
February 2014Denied
Customer Dispute
August 2003Denied
Other Business Activities
Neal is a member of Burgess LLC, an agriculture business in Sidney, Montana, since 2014. He spends minimal time on administrative tasks and check signing/funds disbursements for this business.
Employment History
Current Registrations
Morgan StanleyBroker
April 2022 - Present · 4 yrs 5 mos
Morgan Stanley
April 2022 - Present · 4 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2011 - May 2022 · 10 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2011 - May 2022 · 10 yrs 8 mos
Wells Fargo Advisors, LLC
January 2011 - September 2011 · 8 mos
Wells Fargo Advisors, LLCBroker
January 2011 - September 2011 · 8 mos
Wells Fargo Investments, LLC
August 2001 - January 2011 · 9 yrs 5 mos
Wells Fargo Investments, LLCBroker
June 2001 - January 2011 · 9 yrs 7 mos
Primevest Financial Services, INC.Broker
January 2000 - June 2001 · 1 yr 5 mos
Edward JonesBroker
May 1998 - January 2000 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.