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Steven Nikkel
27 Years of Experience
La Veta, CO
1 DisclosureBroker
Steven Nikkel is a registered investment advisor at Cetera Investment Advisers LLC, based in La Veta, CO, with 27 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
La Veta, CO
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Regulatory History (1)
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Criminal
December 1996Final Disposition
Other Business Activities
Steven is the treasurer for a church plant committee, distributing funds as directed, and spends minimal time on this. He is also a board member of a church planning committee, researching and developing new potential church congregations.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 6 mos
Cetera Investment Services LLC
April 1998 - Present · 28 yrs 3 mos
Cetera Investment Services LLCBroker
April 1998 - Present · 28 yrs 3 mos
Previous Registrations
Cetera Investment Services LLC
February 2006 - January 2014 · 7 yrs 11 mos
State Registrations27 states
AKARAZCACOGAIAIDILINKSMAMDMONCNENMNVNYOHOKPATXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.