Michael Smith is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 14 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1 Penn Plz Fl 27, New York, NY, 10119
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is a trustee of St. John's Baptist Church and owns rental properties in Linden and Roselle, NJ. He is also an investment committee member for Omega Psi Phi Fraternity Inc. and a board of trustee member for St. John's CDC, dedicating minimal time to each activity.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Banc of America Securities LLCBroker
State Registrations25 states
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Exams
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