TrueAdvisor
TrueAdvisor
DM
DM

David Meek

LPL Financial LLC
28 Years of Experience
Framingham, MA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

David Meek is a registered investment advisor at LPL Financial LLC, based in Framingham, MA, with 28 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

40 Speen St Ste 202, Framingham, MA, 01701

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2018
Customer Dispute
August 2014
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David operates under the DBA Northeast Investment Advisors for insurance and financial services, dedicating full-time hours to this. He also works as an insurance agent selling life, annuities, and long-term care, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2026 - Present · 1 mo
LPL Financial LLC
September 2026 - Present · 1 mo
LPL Financial LLC
September 2026 - Present · 1 mo
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLC
March 2018 - Present · 8 yrs 7 mos
Cetera Advisors LLCBroker
March 2018 - Present · 8 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
March 2018 - March 2024 · 6 yrs
Citizens Securities, INC.
September 2009 - February 2018 · 8 yrs 5 mos
Citizens Securities, INC.Broker
September 2009 - February 2018 · 8 yrs 5 mos
LPL Financial CorporationBroker
May 2008 - August 2009 · 1 yr 3 mos
LPL Financial Corporation
May 2008 - August 2009 · 1 yr 3 mos
Ifmg Securities, INC.
November 2002 - May 2008 · 5 yrs 6 mos
Ifmg Securities, INC.Broker
May 2000 - May 2008 · 8 yrs
New England SecuritiesBroker
July 1998 - May 2000 · 1 yr 10 mos
State Registrations4 states
FLGAMARI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Framingham, MA →All financial advisors in Massachusetts →