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Jennifer Sherman

25 Years of Experience
Sioux Falls, SD
Broker

Jennifer Sherman is a registered investment advisor at Raymond James & Associates, INC., based in Sioux Falls, SD, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5800 South Remington Place, Sioux Falls, SD, 57108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jennifer serves on the Board of Directors for Ronald McDonald House South Dakota, providing support for families during child illness. This involves attending quarterly meetings and various activities, requiring minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2023 - Present · 3 yrs
Raymond James & Associates, INC.Broker
September 2023 - Present · 3 yrs
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
April 2016 - September 2023 · 7 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2016 - September 2023 · 7 yrs 6 mos
Morgan StanleyBroker
June 2009 - April 2016 · 6 yrs 10 mos
Morgan Stanley
June 2009 - April 2016 · 6 yrs 10 mos
Citigroup Global Markets INC.
November 2000 - June 2009 · 8 yrs 7 mos
Citigroup Global Markets INC.Broker
June 2000 - June 2009 · 9 yrs
State Registrations36 states
ARAZCACODCFLGAIAIDILKSKYMAMDMIMNMOMTNCNDNENJNVNYOHOKORPASCSDTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.