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Ryan Gonzales

27 Years of Experience
Westminster, CO
2 DisclosuresBroker

Ryan Gonzales is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Westminster, CO, with 27 years of industry experience. Ryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5211 W 72nd Ave, Westminster, CO, 80003

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History

Regulatory History (2)
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Employment Separation After Allegations
January 2022
Customer Dispute
September 2008
Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.
March 2022 - February 2026 · 3 yrs 11 mos
U.S. Bancorp Investments, INC.Broker
March 2022 - February 2026 · 3 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2022 · 9 yrs 3 mos
J.P. Morgan Securities LLC
October 2012 - January 2022 · 9 yrs 3 mos
Chase Investment Services CORP.
May 2008 - October 2012 · 4 yrs 5 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
May 2004 - July 2005 · 1 yr 2 mos
Ing Funds Distributor, LLCBroker
November 2000 - March 2004 · 3 yrs 4 mos
Janus Distributors, INC.Broker
April 1999 - October 2000 · 1 yr 6 mos
New England SecuritiesBroker
June 1998 - October 1998 · 4 mos
State Registrations5 states
CACONMTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.