Randol Leach is a registered investment advisor at LPL Financial LLC, based in Kihei, HI, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
44 Ahekolo St, Kihei, HI, 96753
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2001Customer Dispute
March 2001Customer Dispute
October 1998Other Business Activities
Randol operates under the DBAs Maui Investment Services since 2009 and Maui Retirement Plans since 2011. These activities are likely related to his financial advisory services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.