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CFP

Kurt Chase

Raymond James Financial Services Advisors, INC
26 Years of Experience
Lacey, WA
2 DisclosuresBroker
View SEC Summary
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Kurt Chase is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lacey, WA, with 26 years of industry experience. Kurt is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

665 Woodland Square Loop SE, Lacey, WA, 98503

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Closed-No Action
Customer Dispute
March 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kurt owns rental real estate property since January 2024, dedicating minimal time to it. He also works as a financial advisor for both Columbia Wealth Advisors and Umpqua Bank, spending about half his time or more at each.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2023 - Present · 3 yrs
Raymond James Financial Services Advisors, INC
October 2023 - Present · 3 yrs
Previous Registrations
Cetera Investment Advisers LLC
January 2014 - October 2023 · 9 yrs 9 mos
Cetera Investment Services LLCBroker
June 2010 - October 2023 · 13 yrs 4 mos
Cetera Investment Services LLC
June 2010 - January 2014 · 3 yrs 7 mos
J.P. Turner & Company, L.L.C.Broker
March 2010 - June 2010 · 3 mos
J P Turner & Company Capital Management, LLC
March 2010 - June 2010 · 3 mos
Gunnallen Financial, INCBroker
February 2007 - March 2010 · 3 yrs 1 mo
Gunnallen Financial, INC
February 2007 - March 2010 · 3 yrs 1 mo
Morgan Stanley
November 2000 - February 2007 · 6 yrs 3 mos
Morgan Stanley Dw INC.Broker
October 1999 - February 2007 · 7 yrs 4 mos
State Registrations17 states
AKALAZCAFLHIIDINKSNJOKORTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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