DB
DB
Damon Bates
19 Years of Experience
Hermitage, TN
1 DisclosureBroker
Damon Bates is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Hermitage, TN, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
4736 Andrew Jackson Parkway, Hermitage, TN, 37076
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Regulatory History (1)
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Customer Dispute
February 2009Denied
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2015 - Present · 11 yrs
Raymond James Financial Services, INC.Broker
April 2015 - Present · 11 yrs 1 mo
Previous Registrations
Wachovia Securities, LLC
October 2007 - October 2008 · 1 yr
Wachovia Securities, LLCBroker
October 2007 - October 2008 · 1 yr
Wm Financial Services, INC.
July 2006 - October 2007 · 1 yr 3 mos
Wm Financial Services, INC.Broker
June 2006 - October 2007 · 1 yr 4 mos
Cfd Investments, INC.Broker
January 2006 - June 2006 · 5 mos
Creative Financial Designs, INC.
January 2006 - June 2006 · 5 mos
Citigroup Global Markets INC.
January 2004 - July 2004 · 6 mos
Citigroup Global Markets INC.Broker
November 2002 - July 2004 · 1 yr 8 mos
AXA Advisors, LLC
July 2002 - November 2002 · 4 mos
AXA Advisors, LLCBroker
May 1998 - November 2002 · 4 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1998 - January 2000 · 1 yr 8 mos
State Registrations37 states
ALARAZCACOCTDCDEFLGAIAILINKYLAMAMDMEMIMOMSNCNDNMNVNYOHOKORPASCSDTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.