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Thomas Mccracken

27 Years of Experience
York, PA
1 DisclosureBroker

Thomas Mccracken is a registered investment advisor at RBC Capital Markets, LLC, based in York, PA, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

912 South George Street, First Floor, York, PA, 17403

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018
Settled
Other Business Activities

Thomas serves on the Board of Directors for the Children's Aid Society, a non-profit organization focused on child welfare. He dedicates minimal time to this role.

Employment History
Current Registrations
RBC Capital Markets, LLC
April 2012 - Present · 14 yrs 1 mo
RBC Capital Markets, LLC
April 2012 - Present · 14 yrs 1 mo
RBC Capital Markets, LLCBroker
April 2012 - Present · 14 yrs 1 mo
Previous Registrations
Morgan Stanley Smith Barney LLC
February 2011 - April 2012 · 1 yr 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2012 · 2 yrs 10 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
June 1998 - February 2006 · 7 yrs 8 mos
State Registrations28 states
ALAZCACOCTDCDEFLILINMAMDMEMONCNJNYOHOKORPASCSDTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Mccracken - Financial Advisor | TrueAdvisor