HT
HT

Henry Thompson

25 Years of Experience
Hickory, NC
BrokerSells Insurance

Henry Thompson is a registered investment advisor, based in Hickory, NC, with 25 years of industry experience.

Location

1155 Southgate Corp Park, Hickory, NC, 28601

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Henry is an independent insurance agent since 2002. He also serves on the board of directors for the YMCA of Catawba Valley Soccer Club and as President of the Board for SALT Block, as well as other board and trustee positions.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
February 2016 - Present · 10 yrs 3 mos
Cambridge Investment Research, INC.Broker
February 2016 - Present · 10 yrs 3 mos
Previous Registrations
Ameritas Investment CORP
December 2014 - February 2016 · 1 yr 2 mos
Ameritas Investment CORP.Broker
June 2006 - February 2016 · 9 yrs 8 mos
Carillon Investments, INC.Broker
December 2001 - June 2006 · 4 yrs 6 mos
Stockcross, INC.Broker
January 1999 - March 2000 · 1 yr 2 mos
American Express Financial Advisors INC.Broker
July 1998 - October 1998 · 3 mos
Ids Life Insurance CompanyBroker
July 1998 - October 1998 · 3 mos
State Registrations29 states
AKARAZCACODCFLGAIAKYLAMDMEMIMNMSNCNJNYOHOKPASCTNTXUTVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.