TrueAdvisor
TrueAdvisor
KF
KF

Kevin Fisher

LPL Financial LLC
21 Years of Experience
Herndon, VA
Broker
View SEC Summary
View SEC Summary

Kevin Fisher is a registered investment advisor at LPL Financial LLC, based in Herndon, VA, with 21 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Spring Street, Suite 120, Herndon, VA, 20170

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Kevin is the President and CEO of Northwest Capital Management, a financial holding company, since 2014. He is also the President/CEO of Northwest Financial Advisors, a Registered Investment Advisor, and the CEO/Executive Rep of Northwest Financial Group LLC, a referring broker-dealer.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2014 - Present · 12 yrs 6 mos
Northwest Financial Advisors LLC
November 2013 - Present · 12 yrs 11 mos
Northwest Financial Group LLCBroker
March 2008 - Present · 18 yrs 7 mos
Previous Registrations
Northwest Financial LLC
August 2008 - October 2013 · 5 yrs 2 mos
LPL Financial Corporation
August 2006 - March 2008 · 1 yr 7 mos
LPL Financial CorporationBroker
February 2006 - March 2008 · 2 yrs 1 mo
Allfirst Brokerage CorporationBroker
August 1999 - October 1999 · 2 mos
Prudential Securities IncorporatedBroker
June 1998 - February 1999 · 8 mos
State Registrations1 state
VA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Herndon, VA →All financial advisors in Virginia →