RS
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Raymond Suplee

27 Years of Experience
Atlanta, GA
Broker

Raymond Suplee is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3050 Peachtree Road, Nw, Suite 600, Atlanta, GA, 30305

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 5 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2012 - February 2013 · 1 yr 1 mo
Morgan Keegan & Company, INC.Broker
January 2012 - February 2013 · 1 yr 1 mo
Wells Fargo Advisors, LLC
February 2003 - January 2012 · 8 yrs 11 mos
Wells Fargo Advisors, LLCBroker
June 2002 - January 2012 · 9 yrs 7 mos
Wachovia Securities, INC.Broker
February 2001 - June 2002 · 1 yr 4 mos
Prudential Securities IncorporatedBroker
June 1998 - February 2001 · 2 yrs 8 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.