DB
DB

Douglas Brandeen

27 Years of Experience
Baltimore, MD
Broker

Douglas Brandeen is a registered investment advisor at Wells Fargo Advisors, based in Baltimore, MD, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

100 Light Street, 13th Floor, Baltimore, MD, 21202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Douglas owns rental property in Bethany Beach, DE, dedicating minimal time. He also has 100% ownership in NA 89, LLC in Baltimore, MD, dedicating nearly full-time hours to this investment-related activity.

Employment History
Current Registrations
Wells Fargo Advisors
June 2015 - Present · 11 yrs 3 mos
Wells Fargo Advisors Financial Network, LLC
June 2015 - Present · 11 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2015 - Present · 11 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2002 - June 2015 · 13 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2002 - June 2015 · 13 yrs 2 mos
Prudential Securities IncorporatedBroker
June 1998 - March 2002 · 3 yrs 9 mos
State Registrations13 states
AZDCDEFLMDMNNCNHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.