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Bruce Davis

25 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
2,371 clients
Average Client Portfolio
$238K average
Assets Under Management
$565.4M

Fee Structure

Minimum Investment:$25K
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Location

4600 S. Syracuse Street, Suite 650, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bruce works as a financial advisor and insurance agent for E.A. Buck Financial Services and E.A. Buck Insurance, respectively, and as an investment advisor representative for Buck Wealth Strategies. Each of these roles takes a full-time commitment.

Employment History
Current Registrations
Buck Wealth Strategies, LLC
August 2024 - Present · 1 yr 6 mos
Madison Avenue Securities, LLCBroker
August 2024 - Present · 1 yr 6 mos
Previous Registrations
Prudential Financial Planning Services
October 2021 - July 2024 · 2 yrs 9 mos
Pruco Securities, LLC.Broker
October 2021 - July 2024 · 2 yrs 9 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2013 - November 2020 · 7 yrs 2 mos
Advice and Planning Services
September 2013 - November 2020 · 7 yrs 2 mos
National Planning CorporationBroker
August 2010 - August 2013 · 3 yrs
National Planning Corporation ("npc of America" in Fl & Ny)
August 2010 - August 2013 · 3 yrs
Curian Clearing, LLCBroker
January 2010 - August 2010 · 7 mos
Curian Capital, LLC
October 2007 - August 2010 · 2 yrs 10 mos
Jackson National Life Distributors LLCBroker
October 2007 - December 2009 · 2 yrs 2 mos
New England SecuritiesBroker
August 2007 - October 2007 · 2 mos
MML Investors Services, INC.
July 2006 - August 2007 · 1 yr 1 mo
MML Investors Services, INC.Broker
July 2006 - August 2007 · 1 yr 1 mo
Prudential Financial Planning Services
June 2004 - July 2006 · 2 yrs 1 mo
Pruco Securities, LLC.Broker
March 2004 - July 2006 · 2 yrs 4 mos
Jackson National Life Distributors, INC.Broker
January 2003 - January 2004 · 1 yr
Park Avenue Securities LLC
August 2002 - December 2002 · 4 mos
Park Avenue Securities LLCBroker
August 2002 - December 2002 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2000 - August 2002 · 1 yr 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2000 - August 2002 · 1 yr 10 mos
Pruco Securities CorporationBroker
July 2000 - October 2000 · 3 mos
Prudential Securities IncorporatedBroker
July 1998 - June 2000 · 1 yr 11 mos
State Registrations1 state
CO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Bruce Davis - Financial Advisor | TrueAdvisor