Michael Hogan
Michael Hogan is a registered investment advisor at Ncu Investment Solutions, based in Smithfiled, RI, with 24 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 51 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.40% |
| $100K - $500K | 0.90% |
| $500K+ | 0.75% |
Fees are negotiable based on several factors. Clients with less than $20,000 may pay a flat annual fee of at least $250.
Fee Estimator
Location
1005 Douglas Pike, Smithfiled, RI, 02917
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael operates under the DBAs NCU Wealth Management and PGE Retirement & Investment Services for his LPL business. He also owns rental real estate since 2006, dedicating minimal time to it.
Employment History
Current Registrations
Ncu Investment Solutions
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Citizens Securities, INC.Broker
Citizens Investment Services
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Santander Securities LLCBroker
Cuso Financial Services, L.P.Broker
Allstate Financial Services, LLCBroker
Uvest Financial Services Group, INC.Broker
1st Discount Brokerage, INC.Broker
Veravest Investments, INC.Broker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.