SM
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Scott Miller

27 Years of Experience
Omaha, NE
1 DisclosureBroker

Scott Miller is a registered investment advisor at Morgan Stanley, based in Omaha, NE, with 27 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

History

Regulatory History (1)
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Criminal
May 1980
Final Disposition
Employment History
Current Registrations
Morgan StanleyBroker
October 2022 - Present · 4 yrs
Morgan Stanley
October 2022 - Present · 4 yrs
Morgan Stanley
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
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TD Ameritrade, INC.Broker
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National Investor Services CORP.Broker
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TD Ameritrade Investment Management, LLC
November 2004 - January 2018 · 13 yrs 2 mos
Datek Online Financial Services LLCBroker
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TD Ameritrade Clearing, INC.Broker
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AmeritradeBroker
May 1998 - December 2001 · 3 yrs 7 mos
State Registrations1 state
NE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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