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Scott Miller

27 Years of Experience
Purchase, NY
1 DisclosureBroker

Scott Miller is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2000 Westchester Avenue, Purchase, NY, 10577-2530

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History

Regulatory History (1)
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Criminal
May 1980
Final Disposition
Employment History
Current Registrations
Morgan StanleyBroker
October 2022 - Present · 3 yrs 7 mos
Morgan Stanley
October 2022 - Present · 3 yrs 7 mos
Morgan Stanley
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Triad Advisors LLCBroker
April 2021 - June 2022 · 1 yr 2 mos
Sagepoint Financial, INC.Broker
October 2020 - June 2022 · 1 yr 8 mos
Fsc Securities CorporationBroker
October 2020 - June 2022 · 1 yr 8 mos
Royal Alliance Associates, INC.Broker
October 2020 - June 2022 · 1 yr 8 mos
Woodbury Financial Services, INC.Broker
October 2020 - June 2022 · 1 yr 8 mos
Securities America Advisors, INC.
June 2018 - June 2022 · 4 yrs
Securities America, INC.Broker
June 2018 - June 2022 · 4 yrs
Scottrade, INC.Broker
September 2017 - January 2018 · 4 mos
TD Ameritrade, INC.Broker
April 2006 - January 2018 · 11 yrs 9 mos
National Investor Services CORP.Broker
April 2006 - August 2007 · 1 yr 4 mos
TD Ameritrade Investment Management, LLC
November 2004 - January 2018 · 13 yrs 2 mos
Datek Online Financial Services LLCBroker
September 2002 - October 2002 · 1 mo
TD Ameritrade Clearing, INC.Broker
January 2002 - January 2018 · 16 yrs
AmeritradeBroker
May 1998 - December 2001 · 3 yrs 7 mos
State Registrations1 state
NE
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Miller - Financial Advisor | TrueAdvisor